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New retail investment models: is the EUframework fit for purpose?​

Wednesday 16 September

Location :

ROOM 2

Speakers

Public Authoritiess
Marie-Anne Barbat-Layani
Chair - Autorité des Marchés Financiers (AMF)
Rodrigo Buenaventura
Secretary General - International Organization of Securities Commissions (IOSCO)
Damian Jaworski
Executive Director - European Insurance and Occupational Pensions Authority (EIOPA)
Luís Laginha de Sousa
Chair - Portuguese Securities Market Commission (CMVM)
Industry Representativess
Chloe Barz
Senior Director of International Government and External Affairs - Robinhood
Daniel Kapffer
Chief Financial Officer & Chief Operating Officer - DekaBank Deutsche Girozentrale
Marc Roberts
General Counsel - Raisin GmbH

Session overview

This session will examine how retail investment models are evolving in Europe and internationally, driven by technology and new access, investment and trading models, and what these developments mean for retail investment and its regulation and supervision.

Points of discussion

1. Ongoing evolutions of retail investment models

How are retail investment models evolving in Europe and internationally, driven by technology and new access, investment and trading models? Which developments are most likely to scale, and to what extent can they broaden retail participation and support better investor outcomes? What opportunities and risks do they create, and how could they contribute to reshape European retail capital markets?

2. Regulatory and supervisory implications

Are existing EU regulatory and supervisory frameworks, together with relevant SIU initiatives, fit for purpose to support the evolution of retail investment models? Where may further regulatory or supervisory action be needed, and what lessons can be drawn from other jurisdictions?