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Enhancing the NBFI resilience: remaining challenges

Day 3 Morning

Friday 19 September

Room :

ROOM 1

Speakers

Chair
Francesco Mazzaferro
Director General of Secretariat - European Systemic Risk Board (ESRB)
Public Authorities
François Haas
Deputy Director General, Financial Stability & Deputy Secretary General - Autorité de Contrôle Prudentiel et de Résolution (ACPR)
Patrick Montagner
Member of the Supervisory Board - European Central Bank (ECB)
Petra Hielkema
Chairperson - European Insurance and Occupational Pensions Authority (EIOPA)
Primož Dolenc
Acting Governor - Bank of Slovenia
Sarah Pritchard
Deputy Chief Executive - Financial Conduct Authority (FCA)
Tajinder Singh
Deputy Secretary General - International Organization of Securities Commissions (IOSCO)
Industry Representatives
John Golden
Global Head of Insurance Regulation - Apollo Global Management
Stéphane Janin
Head of Global Regulatory Developments and Public Affairs - AXA Investment Managers (Part of BNP Paribas Group)

Objectives

Over the past two decades, non-bank financial institutions (NBFIs) have become increasingly important actors in the global financial system. Today, NBFIs— including investment funds, insurance companies, pension funds, hedge funds and private credit providers — represent nearly 50% of total global financial assets, according to the Financial Stability Board (FSB). In the EU, the sector has grown rapidly, with non-bank financial intermediation accounting for over €45 trillion in assets, exceeding the size of the banking sector in some jurisdictions.NBFIs play a critical role in financing the economy, particularly by offering long-term investment solutions and providing alternative sources of credit to businesses and households. However, the expansion of this sector has been accompanied by new sources of systemic risk, particularly due to leverage, liquidity mismatch, and interconnectedness with the banking system and core financial markets.This session aims to explore the remaining challenges in enhancing the resilience of NBFIs, with a particular focus on:
– The adequacy of current microprudential and supervisory frameworks, including whether existing regulations such as Solvency II, AIFMD, and UCITS sufficiently capture the risks posed by a wide variety of NBFI actors.
– The design and deployment of macroprudential and micro prudential tools to address systemic risks such as leverage build-up, liquidity mismatches, procyclical margining, and financial contagion.

Points of discussion

  • Are current micro prudential and supervisory frameworks applicable to non-bank financial institutions in Europe and worldwide adequate to monitor and mitigate their risks and those associated with the interconnectedness of these institutions?
  • How can macroprudential and microprudential tools be tailored at the EU and international levels to address systemic risks in the NBFI sector and the inter-connections between these institutions and also between them and banking institutions?